UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CAPSTONE TURBINE CORPORATION - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK (PAR VALUE $0.001 PER SHARE) - ------------------------------------------------------------------------------ (Title of Class of Securities) 14067D10 -------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 - ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) Page 1 of 10 pages - ----------------------- CUSIP NO. 14067D10 13G - ----------------------- - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Awatea Holdings Limited - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Barbados - West Indies - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 7,349,510 SHARES ----------------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,349,510 PERSON ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,349,510 - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [-] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ Page 2 of 10 pages - ----------------------- CUSIP NO. 14067D10 13G - ----------------------- - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Fletcher Challenge Industries (Barbados) Limited - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Barbados - West Indies - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 7,349,510* SHARES --------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,349,510* PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,349,510* - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [-] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ * Represents shares beneficially owned by Awatea Holdings Limited, a wholly owned subsidiary of Fletcher Challenge Industries (Barbados) Limited. Page 3 of 10 pages - ----------------------- CUSIP NO. 14067D10 13G - ----------------------- - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Energy Holdings Offshore Limited - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Zealand - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 7,379,510* SHARES ----------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,349,510* PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,349,510* - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ * Represents shares beneficially owned by Awatea Holdings Limited, an indirect subsidiary of Energy Holdings Offshore Limited. Page 4 of 10 pages - ----------------------- CUSIP NO. 14067D10 13G - ----------------------- - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Energy International Holdings Limited - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Zealand - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 7,349,510* SHARES ----------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,349,510* PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,349,510* - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [-] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ * Represents shares beneficially owned by Awatea Holdings Limited, an indirect subsidiary of Energy International Holdings Limited. Page 5 of 10 pages - ----------------------- CUSIP NO. 14067D10 13G - ----------------------- - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Fletcher Challenge Industries Limited - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Zealand - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 7,349,510* SHARES ----------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,349,510* PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,349,510* - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ * Represents shares beneficially owned by Awatea Holdings Limited, an indirect subsidiary of Fletcher Challenge Industries Limited. Page 6 of 10 pages - ----------------------- CUSIP NO. 14067D10 13G - ----------------------- - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Fletcher Challenge Limited - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Zealand - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 7,349,510* SHARES ----------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,349,510* PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,349,510* - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.7% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ * Represents shares beneficially owned by Awatea Holdings Limited, an indirect subsidiary of Fletcher Challenge Limited. Page 7 of 10 pages Item 1(a). Name of Issuer: Capstone Turbine Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 21211 Nordhoff Street Chatsworth, California 91311 Item 2(a). Name of Persons Filing: Awatea Holdings Limited Fletcher Challenge Industries (Barbados) Limited Energy Holdings Offshore Limited Energy International Holdings Limited Fletcher Challenge Industries Limited Fletcher Challenge Limited Item 2(b). Address of Principal Business Office or, if none, Residence: Awatea Holdings Limited Nation House Roebuck Street Bridgetown, Barbados - West Indies Fletcher Challenge Industries (Barbados) Limited Nation House Roebuck Street Bridgetown, Barbados - West Indies Energy Holdings Offshore Limited 810 Great South Road, Penrose Private Bag 92114 Auckland, New Zealand Energy International Holdings Limited 810 Great South Road, Penrose Private Bag 92114 Auckland, New Zealand Fletcher Challenge Industries Limited 810 Great South Road, Penrose Private Bag 92114 Auckland, New Zealand Fletcher Challenge Limited 810 Great South Road, Penrose Private Bag 92114 Auckland, New Zealand Item 2(c). Citizenship: Awatea Holdings Limited - Barbados - West Indies Fletcher Challenge Industries (Barbados) Limited - Barbados-West Indies Energy Holdings Offshore Limited - New Zealand Energy International Holdings Limited - New Zealand Fletcher Challenge Industries Limited - New Zealand Fletcher Challenge Limited - New Zealand Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 per share Item 2(e). CUSIP Number: 14067D10 Item 3. Not applicable. This Schedule 13G is filed pursuant to Rule 13d-1(d). Item 4. Ownership. (a). Amount beneficially owned: Page 8 of 10 pages See the responses to Item 9 on the attached cover pages. (b). Percent of Class: See the responses to Item 11 on the attached cover pages. (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: See the responses to Item 5 on the attached cover pages. (ii). Shared power to vote or to direct the vote: See the responses to Item 6 on the attached cover pages. (iii). Sole power to dispose or to direct the disposition of: See the responses to Item 7 on the attached cover pages. (iv). Shared power to dispose or to direct the disposition of: See the responses to Item 8 on the attached cover pages. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable Page 9 of 10 pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 8, 2001 AWATEA HOLDINGS LIMITED, by /s/ Peter Steele ----------------------------------- Name: Peter Steele Title: Director FLETCHER CHALLENGE INDUSTRIES (BARBADOS) LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Director ENERGY HOLDINGS OFFSHORE LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Director ENERGY INTERNATIONAL HOLDINGS LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Director FLETCHER CHALLENGE INDUSTRIES LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Group Treasurer/Authorized Signatory FLETCHER CHALLENGE LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Group Treasurer/Authorized Signatory Page 10 of 10 pages INDEX TO EXHIBITS Exhibit No. Exhibit - ----------- ------- 99.1 Joint Filing Agreement, dated February 8, 2001, among Awatea Holdings Limited, Fletcher Challenge Industries (Barbados) Limited, Energy Holdings Offshore Limited, Energy International Holdings Limited, Fletcher Challenge Industries Limited and Fletcher Challenge Limited. Page 11 of 10 pages EXHIBIT (99.1) JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Capstone Turbine Corporation and further agree to the filing of this agreement as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. Date: February 8, 2001 AWATEA HOLDINGS LIMITED, by /s/ Peter Steele ----------------------------------- Name: Peter Steele Title: Director FLETCHER CHALLENGE INDUSTRIES (BARBADOS) LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Director ENERGY HOLDINGS OFFSHORE LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Director ENERGY INTERNATIONAL HOLDINGS LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Director FLETCHER CHALLENGE INDUSTRIES LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Group Treasurer/Authorized Signatory FLETCHER CHALLENGE LIMITED, by /s/ John McDonald ----------------------------------- Name: John McDonald Title: Group Treasurer/Authorized Signatory Page 12 of 10 pages