As filed with the Securities and Exchange Commission on December 7, 2023
Registration Statement No. 333-267847
333-259569
333-248746
333-234578
333-223126
333-221695
333-207967
333-203432
333-184033
333-180616
333-170588
333-160049
333-131431
333-110847
333-107628
333-102039
333-101201
333-66390
333-40868
333-40846
333-40838
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO:
FORM S-8 REGISTRATION STATEMENT NO. 333-267847
FORM S-8 REGISTRATION STATEMENT NO. 333-259569
FORM S-8 REGISTRATION STATEMENT NO. 333-248746
FORM S-8 REGISTRATION STATEMENT NO. 333-234578
FORM S-8 REGISTRATION STATEMENT NO. 333-223126
FORM S-8 REGISTRATION STATEMENT NO. 333-221695
FORM S-8 REGISTRATION STATEMENT NO. 333-207967
FORM S-8 REGISTRATION STATEMENT NO. 333-203432
FORM S-8 REGISTRATION STATEMENT NO. 333-184033
FORM S-8 REGISTRATION STATEMENT NO. 333-180616
FORM S-8 REGISTRATION STATEMENT NO. 333-170588
FORM S-8 REGISTRATION STATEMENT NO. 333-160049
FORM S-8 REGISTRATION STATEMENT NO. 333-131431
FORM S-8 REGISTRATION STATEMENT NO. 333-110847
FORM S-8 REGISTRATION STATEMENT NO. 333-107628
FORM S-8 REGISTRATION STATEMENT NO. 333-102039
FORM S-8 REGISTRATION STATEMENT NO. 333-101201
FORM S-8 REGISTRATION STATEMENT NO. 333-66390
FORM S-8 REGISTRATION STATEMENT NO. 333-40868
FORM S-8 REGISTRATION STATEMENT NO. 333-40846
FORM S-8 REGISTRATION STATEMENT NO. 333-40838
UNDER
THE SECURITIES ACT OF 1933
CAPSTONE GREEN ENERGY CORPORATION
(Exact Name of registrant as specified in its charter)
Delaware | 95-4180883 | |
(State or Other Jurisdiction of | (I.R.S. Employer Identification No.) |
16640 Stagg Street
Van Nuys, California 91406
(818) 734-5300
(Address, including zip code and telephone number, including area code, of principal executive offices)
Capstone Green Energy Corporation 2017 Equity Incentive Plan
Capstone Turbine Corporation 2017 Equity Incentive Plan
Amended and Restated Capstone Turbine Corporation Employee Stock Purchase Plan
Capstone Turbine Corporation Amended and Restated 2000 Equity Incentive Plan
Capstone Turbine Corporation Inducement Awards
Stock Option Agreements with Walter J. McBride
Stock Option Agreement with Leigh L. Estus
Stock Option Agreement with Sharon Faltemier
Stock Option Agreement with John Fink
Stock Option Agreement with Michael Redmond
Stock Option Agreement with Sid Conrad
Stock Option Agreement with David Gillispie
Stock Option Agreement with Marty Segari
Stock Option Agreement with Allen McNair
Stock Option Agreement with John Tucker
Restricted Stock Purchase Agreement with John Tucker
Stock Option Agreement with Emily M. Liggett
Stock Option Agreement with Mr. Norman Chambers
Stock Option Agreement with Ms. Karen Clark
Deferred Compensation Plan of Capstone Turbine Corporation
Capstone Turbine Corporation 2000 Equity Incentive Plan
Capstone Turbine Corporation 2000 Employee Stock Purchase Plan
Capstone Turbine Corporation 1993 Incentive Stock Plan
John Juric
Chief Financial Officer
Capstone Green Energy Corporation
16640 Stagg Street
Van Nuys, California 91406
(818) 734-5300
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Mark D. Wood, Esq.
Katten Muchin Rosenman LLP
525 W. Monroe Street
Chicago, IL 60661-3693
(312) 902-5200
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ◻ | Accelerated filer ◻ |
Non-accelerated filer ⌧ | Smaller reporting company ⌧ |
Emerging growth company ◻ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ◻
DEREGISTRATION OF SECURITIES
These Post-Effective Amendments are being filed by Capstone Green Energy Corporation (the “Company”) to deregister all shares of common stock, par value $0.001 (“Common Stock”), of the Company remaining unsold under the following Registration Statements on Form S-8 (the “Registration Statements”) filed by the Company with the Securities and Exchange Commission (the “SEC”):
(1) | |
(2) | |
(3) | |
(4) | |
(5) | |
(6) | |
(7) | |
(8) | |
(9) | |
(10) | Common Stock for the Capstone Turbine Corporation Inducement Awards, which was filed with the SEC on |
(11) | |
(12) | |
(13) |
(14) | |
(15) | |
(16) | |
(17) | |
(18) | |
(19) | |
(20) | |
(21) |
On September 28, 2023, the Company and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (“Capstone Turbine International”) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Company, the “Debtors”), filed voluntary petitions (the “Chapter 11 Cases”) for relief under chapter 11 of title 11 (“Chapter 11”) of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”). The Chapter 11 Cases are being jointly administered only for procedural purposes under the caption In re Capstone Green Energy Corporation, Case No. 23-11634 (LSS) (Bankr. D. Del.).
On December 7, 2023, the Company emerged from the Chapter 11 Cases pursuant to that certain Joint Prepackaged Chapter Plan of Reorganization (as supplemented by that certain Plan Supplement, dated October 24, 2023) of Capstone Green Energy Corporation and its Debtors pursuant to Chapter 11 of the Bankruptcy Code, which was confirmed by the Bankruptcy Court on November 14, 2023.
In connection with the foregoing, the Company has terminated all offerings of securities pursuant to the Registration Statements. In accordance with an undertaking made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any securities that remain unsold at the termination of each offering, the Company hereby removes from registration any and all securities registered but unsold under the Registration Statements, if any, as of the date hereof. The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities, and the Company hereby terminates the effectiveness of the Registration Statements.
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Van Nuys, State of California, on December 7, 2023.
CAPSTONE GREEN ENERGY CORPORATION | ||
| | |
By: | /s/ Robert C. Flexon | |
Robert C. Flexon | ||
Interim President and Chief Executive Officer | ||
|