1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
12/01/1998(1)
|
12/01/2007 |
Common Stock
|
437
|
$
1
|
D
|
|
Employee Stock Option (Right to buy)
|
11/01/1999(2)
|
11/01/2008 |
Common Stock
|
4,500
|
$
2.5
|
D
|
|
Employee Stock Option (Right to buy)
|
05/01/2000(3)
|
05/01/2009 |
Common Stock
|
12,750
|
$
0.33
|
D
|
|
Employee Stock Option (Right to Buy)
|
02/18/2001(4)
|
02/18/2010 |
Common Stock
|
13,000
|
$
3.33
|
D
|
|
Employee Stock Option (Right to buy)
|
06/26/2003(5)
|
06/26/2012 |
Common Stock
|
12,000
|
$
1.89
|
D
|
|
Employee Stock Option (Right to Buy)
|
01/26/2005(6)
|
01/26/2014 |
Common Stock
|
75,000
|
$
2.36
|
D
|
|
Employee Stock Option (Right to buy)
|
09/09/2005(7)
|
09/09/2014 |
Common Stock
|
25,000
|
$
1.58
|
D
|
|
Employee Stock Option (Right to Buy)
|
03/17/2006(8)
|
03/17/2005 |
Common Stock
|
110,000
|
$
1.64
|
D
|
|
Employee Stock Option (Right to Buy)
|
10/31/2006(9)
|
10/31/2015 |
Common Stock
|
100,000
|
$
2.43
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This grant was originally for 3,000 shares which became exercisable as to 25% on December 1, 1998 and thereafter vests monthly for 36 months. |
(2) |
This grant was originally for 12,000 shares which became exercisable as to 25% on November 1, 1999 and thereafter vests monthly for 36 months. |
(3) |
This grant was originally for 36,000 shares which became exerciable as to 25% on May 1, 2000 and thereafter vests monthly for 36 months. |
(4) |
This grant was originally for 18,000 shares which became exercisable as to 25% on Feburary 18, 2001 and thereafter vests monthly for 36 months. |
(5) |
This grant became exercisable as to 25% on June 26, 2003 and thereafter vests monthly for 36 months. |
(6) |
This grant became exercisable as to 25% on January 26, 2005 and thereafter vests monthly for 36 months. |
(7) |
This grant became exercisable as to 25% on September 9, 2005 and thereafter vests monthly for 36 months. |
(8) |
This grant became exercisable as to 25% on March 17, 2006 and thereafter vests monthly for 36 months. |
(9) |
This grant becomes exercisable as to 25% on October 31, 2006 and thereafter vests monthly for 36 months. |