Capstone Green Energy Holdings, Inc. (OTC: CGEH) announced that as of January 2, 2025, the Company’s common stock has been assigned the ticker symbol "CGEH" by the Financial Industry Regulatory Authority (FINRA). This assignment allows Capstone's stock to be quoted and traded on the OTC Pink Open Market, subject to certain limitations.

While this assignment was initiated independently and without prior notification, it marks an important step in Capstone’s ongoing efforts to increase transparency and provide trading opportunities for stockholders. The Company remains focused on advancing toward listing on a more prominent OTC platform, such as the OTCQX, and has already submitted an application for regulatory review and approval.

Capstone continues to work closely with the OTC Markets team and an independent market maker to ensure its corporate information is accurately reflected. The Company is committed to enhancing stockholder value and ultimately aims to list on a national securities exchange.

Shareholders are encouraged to consult with their financial advisors regarding the implications of trading on the Pink Open Market.

With the conclusion of the bankruptcy court proceedings, all existing common shares of Capstone Green Energy Corporation have been canceled. Stockholders have been issued one (1) share of common stock of Capstone Green Energy Holdings, Inc. for each canceled share of common stock of Capstone Green Energy Corporation.

Capstone Green Energy Corporation underwent dissolution during its Chapter 11 proceedings on December 7, 2023, which led to the delisting of the CGRN/CGRNQ ticker symbols. The company has since completed its restatements and brought its delinquent filings current.

Capstone is actively trading with the ticker symbol of CGEH on the OTC Pink Open Market. 

Shareholders are encouraged to consult with their financial advisors regarding the implications of trading on the Pink Open Market.

Capstone Green Energy Holdings, Inc. (OTC: CGEH) announced that as of January 2, 2025, the Company’s common stock has been assigned the ticker symbol "CGEH" by the Financial Industry Regulatory Authority (FINRA). This assignment allows Capstone's stock to be quoted and traded on the OTC Pink Open Market, subject to certain limitations.

Shareholders are encouraged to consult with their financial advisors regarding the implications of trading on the Pink Open Market.

Registered shareholders may also contact our transfer agent, Broadridge Financial Solutions, LLC at shareholder@broadridge.com

Capstone Green Energy Holdings, Inc. (OTC: CGEH) stock is quoted and traded on the OTC Pink Open Market, subject to certain limitations.

Please contact your broker to discuss options and implications for buying and selling Capstone Green Energy Holdings, Inc common stock on the OTC Pink Open Market.

Through your brokerage account, or by contacting our transfer agent:

Broadridge Corporate Issuer Solutions, Inc.
P.O. Box 1342
Brentwood, NY 11717
T: 1-(877)-830-4936 (Domestic) or 1-(720)-378-5591 (International)
Website: www.shareholder.broadridge.com
E-mail: shareholder@broadridge.com

We were organized in 1988 under the Capstone Turbine Corporation name. On June 22, 2000, we reincorporated as a Delaware corporation.

Capstone Green Energy Corporation (“Old Capstone”) became a public company on June 29, 2000, as Capstone Turbine Corporation trading on the NASDAQ Capital Market under the ticker symbol CPST. Capstone Turbine Corporation became Capstone Green Energy Corporation and the ticker symbol was changed to CGRN on April 22, 2021. On October 5, 2023, Old Capstone was officially delisted from the Nasdaq Capital Market. As a result of a Chapter 11 restructuring, on December 7, 2023 (the “Effective Date”),  Old Capstone was renamed “Capstone Distributor Support Services Corporation” and became a privately owned company. On the same date, Old Capstone’s subsidiary, Capstone Turbine International, was renamed Capstone Green Energy Holdings, Inc., and is the successor to Capstone Green Energy Corporation for purposes of SEC reporting. On the Effective Date, New Capstone issued shares of common stock pro rata to each holder of common stock of Old Capstone.

As of October 17, 2024, New Capstone has become compliant with its filings in accordance with SEC regulations and has initiated the process of applying for the trading of its common stock on an over-the-counter market.

• On November 9, 2015 Old Capstone effected a one-for-twenty reverse stock split.
• On October 22, 2019 Old Capstone effected a one-for-ten reverse stock split.

New Capstone has not effected a stock split since the Effective Date.

16640 Stagg Street
Van Nuys, CA 91406
United States of America

March 31^st

• The fiscal year begins on April 1 and concludes on March 31
• The First quarter begins on April 1 and concludes on June 30
• The Second quarter begins on July 1 and concludes on September 30
• The Third quarter begins on October 1 and concludes on December 31
• The Fourth quarter begins on January 1 and concludes on March 31

Capstone Green Energy is classified as a Smaller Reporting Company and non-accelerated filer by the SEC, whereas the quarterly 10-Q must be filed within 45 days of the end of a quarter, and the annual 10-K must be filed within 90 days of the fiscal year which is March 31st. The earning calls are held prior to the filing of the 10-Q or 10-K and are announced via a press release, generally two weeks prior to the earnings release date.

Capstone Green Energy Holdings, Inc., 2024 Annual Meeting of Stockholders is to be held virtually on February 12, 2025, at 9:00 AM PT/12:00 PM ET

https://ir.capstonegreenenergy.com/ir-calendar

Typically, Capstone Green Energy holds its Annual Meeting of Stockholders in late August or early September. Stockholders are informed of the date, time and location by Proxy that is distributed in advance of the meeting, and a notice is placed on the Investor Relations section of the Company website.

Capstone Green Energy’s Transfer Agent is Broadridge Corporate Issuer Solutions, Inc. Registered owners may contact them to inquire about address changes, stock transfers, and all other account matters.

Contact information:

Broadridge Corporate Issuer Solutions, Inc.
P.O. Box 1342
Brentwood, NY 11717
T: 1-(877)-830-4936 (Domestic) or 1-(720)-378-5591 (International)
Website: www.shareholder.broadridge.com
E-mail: shareholder@broadridge.com

Marcum LLP
1920 Main Street
Suite 950
Irvine, CA 92614

Katten Muchin Rosenman LLP
525 W. Monroe Street
Chicago, IL 60661-3693
T: (312) 902-5493
www.katten.com

Capstone Green Energy
16640 Stagg Street
Van Nuys, CA 91406
T: (818) 407-3628
ir@CGRNenergy.com

Contact us here.